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Nautilus signs up to $125 million common-stock ATM agreement with TD Cowen
The September 11 agreement provides potential sales capacity, subject to registration statement effectiveness. Nautilus has no obligation to sell, and its terminated prior ATM sold no shares.
Sphere 3D closes approximately $5 million private placement
The September 11 financing paired common shares with five-year warrants; approximately $1 million of affiliate subscriptions is included in the total.
Oaktree Specialty Lending prices $300 million of 7.000% notes due 2031
The underwriting agreement anticipates a September 16 closing, subject to customary conditions, with disclosed net proceeds of $296.5 million.
Teva prices approximately $4.9 billion equivalent in senior notes
Five euro and dollar tranches carry maturities from 2032 to 2037. Settlement is expected on or about September 16, subject to customary closing conditions, with proceeds intended in part for conditional debt redemptions.
Banzai raises $1.5 million gross in initial convertible-note closing
The Evergreen financing carries a 30% original issue discount and warrants; another $1 million depends on later tranche events.
Greenwave closes $3.75 million Series B preferred placement before fees
The September 9 financing with five institutional investors carries an initial $5.24 conversion price and a 4.99% beneficial-ownership limit. Net proceeds were not stated in the Form 8-K.
P3 Health signs agreement for up to $70 million in preferred stock and warrant units
The September 8 agreement with Chicago Pacific Founders affiliates pairs 19.5% cumulative preferred stock with Class A warrants and extends an ownership standstill. The filing does not report how much, if any, funding has closed.
DeFi Development signs ATM agreement for up to 30 million CHAD preferred shares
The September 11 agreement follows an increase in authorized CHAD shares to 32.2 million. The filing reports offering capacity, with no completed sales, proceeds or Solana purchases disclosed.
Greenland gets second Nasdaq bid-price compliance period through March 8, 2027
The September 10 Staff letter gives GTEC another 180 days to meet the $1 minimum bid-price requirement. It has no immediate listing impact; a reverse split remains a conditional option.
T3 Defense borrows $3 million from Esousa under short-term note
The note carries 1% monthly interest and comes due at the earliest of December 8 or either of two financing triggers, according to a September 11 SEC filing.
Peraso CFO Sullivan to leave Oct. 2; CEO Glibbery named interim finance chief
Glibbery will remain CEO and receive no additional compensation for the interim roles. Stockholders also approved adding 1.5 million shares to the company's 2019 incentive plan.
Professional Diversity Network effects 1-for-30 reverse split; adjusted trading starts September 14
IPDN's reverse split took effect September 11 at 5:30 p.m. ET. Authorized shares and par value remain unchanged, fractional shares round up, and August-issued Common Warrants require adjustments under their terms.
Flexsteel appoints Anand Kangala to board and Audit and Ethics Committee
The Class I appointment took effect September 10. Flexsteel disclosed a $75,000 annual board retainer, quarterly stock grants valued at $26,250 and a $7,500 annual committee retainer.
Toppoint shareholders approve reverse-split authority, reincorporation and higher share ceiling
The September 8 annual meeting gave the board discretion over splits within a cumulative 1-for-900 limit. Delaware reincorporation and an increase in authorized common shares remained pending as of the September 11 filing.
Skye CFO Sharp resigns; Nasdaq bid-price compliance regained
CEO Punit Dhillon takes on principal financial and accounting officer duties as Skye ends its Lohman services agreement. Nasdaq says the minimum bid-price matter is closed.
Brightline receives Nasdaq delisting determination, plans hearing appeal
The company missed its September 9 deadline to regain minimum-bid compliance. It plans to request a Nasdaq hearing by September 18; that request would stay suspension pending a panel decision.
SharonAI details Leece’s move from COO to strategic partnerships and revised compensation
A September 8 deed preserves the co-founder’s base salary, sets an AUD$422,535 short-term incentive and retains 151,219 unvested RSUs under an employment term ending March 31, 2027.
Duke Energy Progress closes $1 billion first mortgage bond sale
The utility completed issuance of $700 million of 5.55% bonds due 2036 and $300 million of 6.15% bonds due 2056 on September 11.
Daily Journal shareholders end cumulative voting as board adds proxy access
The September 10 vote took effect September 11 alongside revised bylaws. A director resignation policy and an optional 35,000-share repurchase framework accompany the governance changes.
Fractyl Health faces Nasdaq delisting notice, intends to seek hearing
The company missed its September 9 deadline to regain minimum bid-price compliance. It intends to request a hearing that would stay suspension or delisting, while a reverse-split proposal remains subject to stockholder approval.
NetApp stockholders approve officer exculpation charter, effective Sept. 10
The September 9 annual meeting also approved executive compensation and Deloitte’s appointment; a written-consent proposal did not reach a vote.
SI-BONE recalls 98 iFuse TORQ implants over sterile-barrier packaging failure
Two recalled implants had already been used, with no infections or adverse events reported to the company as of its September 11 filing. SI-BONE expects about 3,900 implants to need repackaging and re-sterilization.
Gen Digital shareholders do not approve advisory executive-pay proposal
The September 9 annual meeting delivered 307.1 million votes against say-on-pay and 209.9 million for it. All nine directors were elected, and KPMG was ratified for fiscal 2027.
TransCode CFO Fitzgerald resigns; separation pact provides up to $1.25 million
The departure took effect September 9. Funding thresholds govern payment timing and option acceleration, while John Tattory takes over as interim CFO through Stout.
Celestica names Chawla Group President, Global Markets; Ankenmann to become CFO
The October 1 leadership changes give current CFO Mandeep Chawla a commercial execution and global expansion mandate, with finance succession coming from within Celestica.